Adam N.
LondonUnited Kingdom

Compliance AML

* Associate of the Chartered Institute for Securities and Investments * Member of the Institute of Directors * Crypto expert * FX / CFD expert * Licensing expert * Over 10 years of experience at Board Level and Head of Compliance CF1/SMF3, CF3/SMF1 and CF10/SMF16 and CF11/SMF17 * Over 5 years of consultancy across numerous sub sectors of financial services Wealth of Generalist Compliance Experience Compliance Oversight EMIR - MIFID II - Transaction Reporting AML / CTF - System Integration and Staff Training Market Abuse - Trade Surveillance CASS Operational Oversight - CASS Resolution Pack Senior Management Systems and Controls - Code of Business and Approved Persons Responsibilities Crisis Management Adapting to Changes in Regulation


  • Anti-Money Laundering
  • Government Reporting Compliance
  • Crypto Asset