US Securities Counsel – Professional Responsibility Consultation

US Securities Counsel – Professional Responsibility Consultation Seeking a licensed US attorney with securities law experience for a one-time advisory session on the following topics: - Professional responsibility standards applicable to registered Broker-Dealers under SEC oversight - Regulatory distinctions between permissible Finder's Fee arrangements and activities requiring broker-dealer registration - Attorney guidance on shareholder rights when approaching potential investors in a personal capacity This is a legal research and professional advice engagement — no financial transactions, investment solicitation, or deal execution involved. Ideal candidate: US-licensed attorney (securities, corporate, or regulatory focus). Bar admission required. Please indicate your state(s) of licensure when applying.