SEC/FINRA Compliance Review: Golden Dataset Annotation Weekend Project

**Golden Dataset Annotation — SEC/FINRA Compliance Review** We have a specific annotation project we'd like completed by Monday if possible. Estimated time is under 5 hours. Please let me know whether you're available. Open to a fixed project price if you'd prefer that over hourly. **What you'll do** We'll provide a set of 100 emails along with a mappings.csv file. Each row in the file corresponds to a single line from the emails, and we've documented our own decision for each line—whether it's compliant or not, and if not, which rule it breaks. Your task is to review each line and record your own independent compliance decision in a new column we've added to the file. For each line, indicate whether you consider it compliant or non-compliant, and where non-compliant, cite the specific rule (e.g., SEC Marketing Rule 206(4)-1, FINRA Rule 2210 or 3110). You'll be working across the combined emails document and the combined mappings.csv, where every line is laid out for you—so no reformatting or file setup on your end. **Who you are** A former or current compliance officer, compliance consultant, or securities attorney with hands-on experience reviewing communications for SEC and/or FINRA violations at a broker-dealer, RIA, or asset manager. You've actually redlined communications and reviewed rep communications for regulatory issues. (We're not looking for general legal counsel.) **Deliverable** The completed mappings.csv with your compliance decision and rule citation filled in for every line.