You will get Regulatory Compliance Enhancement tailored to your specific needs
Project details
Benefits of the Project:
1) Enhanced Regulatory Compliance: Ensures that the client remains fully compliant with the latest AML and KYC regulations, reducing the risk of non-compliance and regulatory fines.
2) Streamlined Operations: By optimizing policies, procedures, and systems, the project enhances operational efficiency, saving the client time and resources.
3) Risk Mitigation: Risk mitigation strategies are implemented, and aligned with the client's risk tolerance levels
4) Ongoing Monitoring: The project establishes continuous monitoring and reporting frameworks, enabling long-term compliance.
What Sets Us Apart:
1) Extensive Expertise: With CAM, CFE, and PMP certifications, we bring a wealth of knowledge and experience in AML/KYC, regulatory compliance, and project management.
2) Tailored Approach: We provide a customized and comprehensive solution, tailored to the unique needs and challenges of each client.
3) End-to-end Solutions: We cover the full spectrum of regulatory compliance, from initial assessments to ongoing monitoring, ensuring a holistic approach.
4) Commitment to Excellence: Committed to excellence in regulatory compliance and strive to exceed expectations
1) Enhanced Regulatory Compliance: Ensures that the client remains fully compliant with the latest AML and KYC regulations, reducing the risk of non-compliance and regulatory fines.
2) Streamlined Operations: By optimizing policies, procedures, and systems, the project enhances operational efficiency, saving the client time and resources.
3) Risk Mitigation: Risk mitigation strategies are implemented, and aligned with the client's risk tolerance levels
4) Ongoing Monitoring: The project establishes continuous monitoring and reporting frameworks, enabling long-term compliance.
What Sets Us Apart:
1) Extensive Expertise: With CAM, CFE, and PMP certifications, we bring a wealth of knowledge and experience in AML/KYC, regulatory compliance, and project management.
2) Tailored Approach: We provide a customized and comprehensive solution, tailored to the unique needs and challenges of each client.
3) End-to-end Solutions: We cover the full spectrum of regulatory compliance, from initial assessments to ongoing monitoring, ensuring a holistic approach.
4) Commitment to Excellence: Committed to excellence in regulatory compliance and strive to exceed expectations
Project Type
Business Consulting, Financial Consulting, Human Resources, Legal, Training & DevelopmentWhat's included
| Service Tiers |
Starter
$6,400
|
Standard
$9,600
|
Advanced
$12,800
|
|---|---|---|---|
| Delivery Time | 14 days | 21 days | 30 days |
Number of Revisions | Unlimited | Unlimited | Unlimited |
About Stanley
Regulatory Compliance | KYC/AML Project Management, Business Analyst
Harrison, United States - 4:09 am local time
Experienced and certified professional with over a decade of expertise in the financial industry, specializing in risk management, compliance, and project management. As a Certified Anti-Money Laundering Specialist (CAMS), Certified Fraud Examiner (CFE), and Project Management Professional (PMP), I bring a unique combination of skills and knowledge to assist organizations in achieving their objectives. Throughout my career, I've successfully executed complex projects, ensured regulatory compliance, and mitigated financial risks for major US global banks. My commitment to excellence, problem-solving abilities, and dedication to delivering results make me a valuable asset for consulting and freelance assignments.
Key Competencies:
Risk Management
Regulatory Audit & OCC Consent Orders (MRA/MRIA)
Regulatory Compliance
Anti-Money Laundering (AML), Transaction Monitoring
Fraud Detection and Prevention
Project Management
Financial Analysis
Process Improvement
Stakeholder Engagement
Data Analysis and Reporting
Experience:
Citi Bank, NY (11/2022 - 07/2023) - Business Risk Controls Officer.
Responsible for monitoring and reviewing risk control assessments, ensuring compliance with FinCEN CDD Rule. Supported Information Security, controls, and the business with third-party risk. Conducted research and testing of internal and external systems for FinCEN controls. Daily review and monitoring of AML Risk and FinCEN control reports. Updated and reviewed security assessment and authorization documents.
BNP Paribas, NY (05/2022 - 09/2022) - AML Business Analyst II
Served as an AML Quality Assurance Officer, responsible for risk and quality control over AML Level 1 alerts and fraud investigations. Assisted in developing QA review programs. Conducted monthly targeted BSA/AML Quality Assurance (QA) reviews. Prepared reports for senior management. Ensured findings and recommendations were properly tracked.
Sumitomo Mitsui Banking Corp., NY (01/2021 - 04/2022) - BSA/AML Alert/Fraud Investigation & KYC Analyst. Conducted fraud and alert investigations using various sources. Prepared narratives with recommendations. Reviewed documentation for new client onboarding and KYC. Assisted in expanding into cryptocurrency and digital assets business.
IBM, NY (05/2019 - 09/2019) - Project Manager & AML/KYC Subject Matter Expert (SME).
Supported IBM in the development of a Global Financial Crimes Centers of Excellence organizational structure. Led support teams in gathering information, evaluated business needs, and mapped EDD/AML processes. Conducted Vulnerability Assessments. Facilitated third-party risk assessments. Reviewed and assessed EDD compliance requirements. Created business and functional requirements documents. Utilized SharePoint and IBM Blueworks Live for process mapping.
Société Générale, NJ (02/2018 - 09/2018) - Project Manager.
Led AML Remediation project and Transformation Program. Managed end-to-end delivery of integration workstreams and projects. Investigated data quality and transaction monitoring issues. Provided regulatory oversight. Managed regulatory reporting. Worked on UAT test planning and enhancements.
ING Financial Services, LLC, NY (05/2017 - 01/2018) - Project Manager
Managed the KYC Global Enhancement Project. Supervised and managed analysts for client outreach. Coordinated account opening and FATCA processing. Developed detailed project plans and reported KPIs. Reviewed and completed KYC Client Outreach requirements.
Alma Bank, NJ (01/2017 - 04/2017) - Case Analyst
Conducted retroactive transaction alert/fraud investigations. Performed quality assurance (QA) reviews of alerts and SARs. Reviewed and reconciled Currency Transaction Reports (CTR) and SARs. Reviewed high-risk products transactions.
JP Morgan Chase & Co., NY (06/2014 - 03/2016) - KYC Case Lead
Remediated existing KYC/AML records for various client types. Performed Enhanced Due Diligence. Conducted screening searches and monitored customers and transactions. Reviewed and analyzed surveillance items flagged for potentially suspicious activity.
CIT Bank, Livingston, NJ (09/2009 - 06/2014) - Business Analyst & Senior Relationship Manager
Served as a Functional Business Analyst liaison for the Commercial Lending Lifecycle Program. Conducted credit underwriting and small business loan portfolio management. Assisted with developing business requirements documents. Proactively evaluated transactions for adherence to AML/compliance programs
Consulting Services:
I offer expertise in risk management, regulatory compliance, and project management. My consulting services include regulatory audit support, (OCC Consent Order & Audit Corrective Action remediations), AML program development, fraud prevention strategies, project planning and execution, and process optimization. I'm dedicated to helping organizations navigate the complex financial landscape and achieve sustainable success.
Steps for completing your project
After purchasing the project, send requirements so Stanley can start the project.
Delivery time starts when Stanley receives requirements from you.
Stanley works on your project following the steps below.
Revisions may occur after the delivery date.
How We Get Your Project Done
To complete the project, a thorough approach is essential. This involves defining clear objectives, gathering detailed requirements, and planning the project. Key steps include compliance assessment, regulatory research, policy and procedure reviews,